BSA Compliance Update. Citations, Investigations and Criminal Activity

Wed, 20 Mar 2013 08:19:32 GMT

On-Demand Webcast Available Until March 19, 2014

One purchase gives your entire credit union unlimited access to this webcast until the above expiration date.

Open to all credit unions, regardless of membership or charter type!

NCCOs who submit an affidavit of attendance for this webcast to ncco@nafcu.org will receive 1.5 continuing education units.

Overview

While complying with BSA requirements is mandatory for all credit unions, conforming to these rules and regulations can pose challenges. Join Judy Graham, program officer, NCUA and Kent Marcum, board member, CinFED Federal Credit Union and retired attorney and criminal investigator at the IRS, to get an inside look at how BSA laws and financial investigations dealing with various crimes intertwine with your credit union’s operations.

Key Takeaways:

An update on NCUA’s BSA examination procedures
The most common BSA citations and how to avoid them
An understanding of the BSA law as it applies to CTR’s (Currency Transaction Reports) and SAR’s (Suspicious Activity Report)
How the Bank Secrecy Act is used by law enforcement and why it is so important in today’s world
How criminals and terrorists use financial institutions to further their activities

Industry Leading Speakers:

Judy Graham
Program Officer, National Credit Union Administration
Graham is a Bank Secrecy Act/Anti-Money Laundering compliance expert. She participates on numerous Federal Financial Institutions Examination Council BSA committees, develops and provides training to federal, state and foreign banking regulators, and participates on the FFIEC BSA/AML Examination Manual revision group. Judy works closely with the Financial Crimes Enforcement Network (FinCEN) on issues regarding credit union BSA compliance.

Kent E. Marcum
Board Member, CinFED FCU; Retired, Attorney and Criminal Investigator, IRS
Marcum has worked on numerous financial investigations, money laundering investigations and narcotics investigations. He is also an investigator for the Equal Employment Opportunity Commission. He spent 11 years with the Ohio Supreme Court and conducted financial investigations for attorneys with ethics problems.

Who Should Attend?

BSA Officers
CEOs/Presidents
Auditors
Board memberschairs and volunteers
Branch officers and managers
Operations officers
Compliance, legal, paralegal, attornies and risk staff
NAFCU Certified Compliance Officers (NCCOs)

NAFCU's webcasts include live streaming video and audio of the presenters along with presentation slides and downloadable handouts. You can easily submit your questions to the presenters at any time and there is no dialing in over the phone! The audio and video stream directly through your computer.

Registration Fees

	By 3/12/2013	After 3/12/2013	On-Demand Version
NAFCU Member (Webcast Only)	$250	$350	$350
NAFCU Member (Webcast + CD)	$300	$400	$400
NAFCU Non-Member (Webcast Only)	$350	$450	$450
NAFCU Non-Member (Webcast + CD)	$400	$500	$500

On-demand webcasts are available for up to 12 months after the live broadcast and are included in the registration fee.

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