17-EA-19: DOL - Fiduciary Rule and Prohibited Transaction Exemptions

On July 6, 2017, the Department of Labor issued a Request for Information (RFI) regarding its final rule defining who is a “fiduciary” of an employee benefit plan under the Employee Retirement Income Security Act of 1974 (ERISA) as a result of giving investment advice to a plan or its participants or beneficiaries (Fiduciary Rule).

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