An effective BSA/AML risk assessment is a vital step to building and maintaining a risk-based BSA/AML program, and efficiently managing compliance resources. In today’s data-driven world, “check the box” risk assessments no longer suffice. Your credit union’s risk assessment should be specific to your institution – it must identify the specific risk factors and categories, including your credit union’s products, services, customers, entities and geographies. In addition, your risk assessment must evolve as your credit union and membership changes.
This webcast will provide you with a baseline understanding of how to perform an effective BSA/AML risk assessment that satisfies regulatory requirements and expectations. You'll also learn how to effectively monitor, control and mitigate the risks you face.
Already registered? Go to the Online Training Center to view live.
Partner, Buckley Sandler
On-demand webcast expiration date: September 12, 2018.
*On-demand webcasts are available for up to 12 months after the live broadcast, and are included in your registration price.
NCCOs will receive 1.5 CEUs for participating in this webcast.
NCRMs can earn 1.5 CEUs for participating in this webcast.
NCBSOs can earn 1.5 CEUs for participating in this webcast.
CPA credit information is below; recommended 1.5 CPE credits.
National Association of Federal Credit Unions (NAFCU) is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. Learn more.
Our webcasts are streamed live from NAFCU headquarters near Washington, D.C. Your audio/video feed of the presenters includes presentation slides and downloadable handouts. You can easily submit your questions to the presenters at any time during the live broadcast, with no dialing over the phone! The audio and video stream directly through your computer.
To qualify for a refund, cancellations must be processed prior to the live webcast date. Cancellations can be processed after the live webcast date, but refunds will no longer be issued and transfers would only be considered. Please email NAFCU's Member Service Center with your request for cancellation to firstname.lastname@example.org.