Executive Benefits: Pitfalls to Avoid in Due Diligence

On-Demand Webinar Available Until July 18, 2020 

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About the Webinar

Is your executive benefits program regulator-friendly? Whether you have an existing program or are interested in developing one, find out what matters most to your regulator. You’ll hear about trends in recent exams and get tips on updating your program.

Other hot topics include:

  • Overview of Executive Benefits
  • NCUA 2017 Examiner Guidance for Executive Benefits and Benefit Investments
  • Thirteen red flags to avoid

About the Presenter

James Patterson

James Patterson, Partner, Sherman & Patterson

Jim is a partner with Sherman & Patterson, a national law firm focusing in the area of tax, nonqualified deferred compensation (e.g. 409A and 457(f)) and employee benefits. Jim has worked closely with the state credit union regulators in the 47 states that have state credit union charters, as well as with regulators at the National Credit Union Administration.

Rob Fitzgerald

Rob Fitzgerald, Vice President, BFB Gallagher

Rob Fitzgerald consults with nonprofit organizations nationally to implement executive benefit plans as well as benefit liability and institutional asset management programs. Rob is responsible for ensuring the ongoing performance and regulatory compliance of all plans. He works closely with boards to determine appropriate plan levels with a focus on safety and soundness. He regularly interfaces with state and federal examiners on behalf of his clients.