| Arlington, Virginia

Spring Regulatory Compliance School

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To access session presentations, please click on the "+" to expand the session and click  "Download handout."

Note: Session handouts are password protected for attendees. Please review your conference materials or contact our Member Service Center for the password.


  • 4:00 p.m. - 6:00 p.m.
  • 6:00 p.m. - 6:30 p.m.
    NCCO Exam Orientation

    (for NCCO exam-takers only)

    ● Learn and review best practices to prepare for the NCCO exam
    ● Explore the best use of the NCCO study material
    ● Discover how to maximize your study time

    View NCCO Exam Information and FAQ


Sessions begin at 8:00 a.m. and end at 4:45 p.m.


Sessions begin at 9:05 a.m. and end at 4:30 p.m.


Sessions begin at 9:05 a.m. and end at 4:30 p.m.


Sessions begin at 9:05 a.m. and end at 3:15 p.m.

Friday – Regulatory Trending Topics

Sessions begin at 8:50 a.m. and end at 1:00 p.m.

This is a tentative schedule, subject to change. Check back closer to the conference for finalized agenda and session times.

Education Credits

Attending all courses earns you 24 CEUs to maintain your NCCO*.

*To earn your NCCO designation, you must pass 4 NCCO exams which can be completed at Regulatory Compliance School or completed using an exam proctor via the self-study option. To maintain your NCCO, all you have to do is attend all courses at School. Learn more about the NAFCU Certified Compliance Officer (NCCO) program.

NASBA Sponsor LogoAttending all courses earns you 24 CPE credits for Certified Public Accountants (CPAs). Learn more.

Session Credit Information

  • Program Knowledge Level: Basic
  • Recommended Field of Study: Regulatory Ethics
  • Prerequisites: None
  • Advanced Preparation: None
  • Delivery Method: Group Live