| Arlington, Virginia

Spring Regulatory Compliance School

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Sunday, March 15

  • 4:00 p.m. - 6:00 p.m.
    Early Registration

Monday, March 16

Sessions begin at 8:00 a.m. and end at 4:30 p.m.

Tuesday, March 17

Sessions begin at 9:05 a.m. and end at 4:30 p.m.
  • Start your day with hot breakfast, and the opportunity to build stronger connections with your peers from credit unions across the country.

  • ● General Disclosure Requirements
    ● Advertising
    ● Overdraft Protection Disclosures

  • ● The Scope of the Rule
    ● Disclosure Requirements
    ● Overdraft Protection

  • ● Electronic Disclosures
    ● Opt-In Requirements
    ● Electronic Consent

  • Networking Lunch
  • ● Funds Availability Requirements
    ● Disclosure Requirements
    ● Extended Holds

  • ● Transaction Limitations
    ● Reserve Requirements
    ● What Counts Towards Reg D and What Doesn't

  • ● Regulation P
    ● Affiliate Marketing
    ● Right to Financial Privacy

  • Wrap Up

Wednesday, March 18

Sessions begin at 9:05 a.m. and end at 4:30 p.m.

Thursday, March 19

Sessions begin at 9:05 a.m. and end at 3:15 p.m.

Friday, March 20

Regulatory Trending Topics | Sessions begin at 8:50 a.m. and end at 1:00 p.m.

This is a tentative schedule, subject to change. Check back closer to the conference for finalized agenda and session times.

Education Credits

Attending all courses earns you 24 CEUs to maintain your NCCO*.

*To earn your NCCO designation, you must pass 4 NCCO exams which can be completed at Regulatory Compliance School or completed using an exam proctor via the self-study option. To maintain your NCCO, all you have to do is attend all courses at School. Learn more about the NAFCU Certified Compliance Officer (NCCO) program.

NASBA Sponsor LogoAttending all courses earns you 24 CPE credits for Certified Public Accountants (CPAs). Learn more.

Session Credit Information:

  • Program Knowledge Level: Basic
  • Recommended Field of Study: Regulatory Ethics
  • Prerequisites: None
  • Advanced Preparation: None
  • Delivery Method: Group Live