Compliance Blog

Sep 16, 2008
Categories: Accounts

Regulation D Gold Mine

Someone had a question for me last week on Regulation D.  After a few minutes of research, I found the following resources.  I almost shed tears of joy upon their discovery.

Questions and Answers Regarding Reg D.  This document comes from the Philadelphia Fed, and it contains a ton of information on Reg D.  There are questions and answers.  There are legal interpretations.  There are staff opinion letters. 

Reg D Official Interpretation Letters.  This 4-page document (also from the Phily Fed) lists major legal letters from the Fed that clarify Reg D issues.  Good stuff.