Compliance, Risk & BSA

NAFCU Certified Compliance Officer (NCCO) Program

NAFCU Certified Bank Secrecy Officer (NCBSO) Program

NAFCU Certified Risk Manager (NCRM) Program

January 21, 2021 Add to Calendar 2021-01-21 14:00:00 2021-01-21 14:00:00 Recovering Smartly & Strategically from the Pandemic In response to the pandemic and its many ramifications, including a post-COVID exit, credit unions are taking steps to maintain the continuity of their previous operations.  But what is often missing, or lacking is addressing the strategic implications of the crisis – of which, depending on how well you accurately assess, anticipate and act – will ultimately determine how your institution fares in your recovery from the business impacts, as well as how you are positioned in a post-COVID environment. Also important is to recognize the two distinctive phases in recovering smartly and strategically from the pandemic.  In this presentation, we will help you separate fact from fiction about the virus and shift from reaction to effective action.  We will then share with you a step-by-step process to conduct within your credit union, to remake the institution for the “new normal” needs of your members, employees, communities and other stakeholders.  Finally, we will share ideas for identifying and seizing new opportunities to become a more profitable and efficient institution at the conclusion of the crisis.  By attending this presentation, you will the acquire the needed information and insights to achieve a much better recovery and outcome for your institution. Key Takeaways Identify when you need to shift from a reactive, continuity of operations focus, to proactive action and positioning, even when uncertainty persists. Understand several scenarios as to how the virus is likely to play out, and when we might be returning to “normal.” Recognize the opportunities this event has created for credit unions, how to resist the temptation to return to the “old ways.” Register NowRegistration is complimentary, but you must register to attend.One registration gives your entire credit union access to the on-demand recording until January 21, 2022.Already registered? Go to the Online Training Center to view live. Who Should Attend? NAFCU Certified Risk Managers (NCRMs) Chief Executive Officers (CEOs) Chief Operating Officers (COOs) Chief Lending Officers (CLOs) Chief Financial Officers (CFOs) Risk Titles Education Credits NCRMs will receive 1.5 CEUs for participating in this webinar. CPA credit information is below; recommended 1.5 CPE credits. CPA Certification Credit Information Reviewer: Josie Collins, Associate Director of Education, NAFCU Learning Objectives: Identify when you need to shift from a reactive, continuity of operations focus, to proactive action and positioning, even when uncertainty persists. Understand several scenarios as to how the virus is likely to play out, and when we might be returning to “normal.” Recognize the opportunities this event has created for credit unions, how to resist the temptation to return to the “old ways.” Program Level: Basic Prerequisites Needed: None Advance Preparation Needed: None Delivery Method: Group Internet-Based Recommended CPE Credits: 1.5 credits Recommended Field of Study: Specialized Knowledge – Technical National Association of Federal Credit Unions (NAFCU) is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. Learn more. About Our Webinars Our webinars are streamed live from NAFCU headquarters near Washington, D.C. Your audio/video feed of the presenters includes presentation slides and downloadable handouts. You can easily submit your questions to the presenters at any time during the live broadcast, with no dialing over the phone! The audio and video stream directly through your computer. Web NAFCU digital@nafcu.org America/New_York public

Recovering Smartly & Strategically from the Pandemic

Credits: NCRM, CPE

January 28, 2021 Add to Calendar 2021-01-28 14:00:00 2021-01-28 14:00:00 Lending 2021- New Challenges and Compliance Needs About the Webinar  Join us for a discussion on important lending compliance topics affecting CUs nationwide. We’ll be looking at the rapid increase of digitization driven by the impact of coronavirus, and the impending onrush of loan forbearance and related risks. Find out the questions you should be asking at your institution: Are your disclosures consistent across all methods of access (web, mobile apps, etc.)? Is your BSA program prepared for increased fraud? Tune in to understand these developing issues and more.  Key takeaways:  UDAAP considerations for institutions that rapidly increased remote functionality during the pandemic E-sign and associated requirements AI Bias Risks Potential for additional legislation to cause further changes  Fairness and other compliance implications  Register for the Webinar Web NAFCU digital@nafcu.org America/New_York public

Lending 2021- New Challenges and Compliance Needs

February 02, 2021 Add to Calendar 2021-02-02 14:00:00 2021-02-02 14:00:00 An Overview of Privacy Compliance Few legal issues steal the headlines (and consumer attention) as much as data privacy.  The privacy landscape is constantly changing, and there are many laws and regulations that credit unions must consider in their daily operations.  Join Buckley LLP attorneys Beth McGinn and Jay Williams for an overview of some of the key laws and regulations addressing privacy, and how credit unions can comply with them. Key Takeaways Discuss applicable privacy law prohibitions against sharing personal information, exceptions to this rule, and the definitions used in the laws further limit the prohibition. Understand how credit unions must disclose their privacy policy to members, and the events that trigger re-disclosures of that policy. Review the restrictions and exceptions that credit unions and their affiliates have when marketing to members based on certain personal information Walk through what happens during a government investigation and the requirements that must be met before providing any personal information about members to the government. Register Now$295 Members | $395 Nonmembers (Additional $50 for CD)One registration gives your entire credit union access to the on-demand recording until February 2, 2022.Already registered? Go to the Online Training Center to view live. Who Should Attend? NAFCU Certified Risk Managers (NCRMs) NAFCU Certified Compliance Officers (NCCOs) Compliance Titles Risk staff Education Credits NCRMs will receive 1.5 CEUs for participating in this webinar. NCCOs will receive 1.5 CEUs for participating in this webinar. CPA credit information is below; recommended 1.5 CPE credits. CPA Certification Credit Information Reviewer: Josie Collins, Associate Director of Education, NAFCU Learning Objectives: Discuss applicable privacy law prohibitions against sharing personal information, exceptions to this rule, and the definitions used in the laws further limit the prohibition. Understand how credit unions must disclose their privacy policy to members, and the events that trigger re-disclosures of that policy. Review the restrictions and exceptions that credit unions and their affiliates have when marketing to members based on certain personal information. Walk through what happens during a government investigation and the requirements that must be met before providing any personal information about members to the government. Program Level: Basic Prerequisites Needed: None Advance Preparation Needed: None Delivery Method: Group Internet-Based Recommended CPE Credits: 1.5 credits Recommended Field of Study: Regulatory Ethics – Technical National Association of Federal Credit Unions (NAFCU) is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. Learn more. About Our Webinars Our webinars are streamed live from NAFCU headquarters near Washington, D.C. Your audio/video feed of the presenters includes presentation slides and downloadable handouts. You can easily submit your questions to the presenters at any time during the live broadcast, with no dialing over the phone! The audio and video stream directly through your computer. Web NAFCU digital@nafcu.org America/New_York public

An Overview of Privacy Compliance

Credits: NCRM, NCCO, CPE