Compliance, Risk & BSA

October 17, 2019 Add to Calendar 2019-10-17 14:00:00 2019-10-17 14:00:00 Probing Questions to Ask During Risk Review Risk assessments are an essential component of an Enterprise Risk Management (ERM) program. Risk assessments provide measurable metrics to identified risks, allowing the board of directors and management to implement mitigations that minimize the likelihood and impact. The ERM program is an ongoing process and requires active maintenance to remain effective. Risks change over time and the assessments must be updated to reflect this dynamic environment. Each credit union serves different fields of membership and offers unique products and services. The risk assessments should be tailored to each credit union and their exposures to identified risks (strategic, reputation, operational, transaction, credit, compliance, and other risks (e.g. liquidity, interest rate, price, etc.). This webinar will provide you with a foundation and questions to ask when developing and updating your risk assessments.  Key Takeaways: Review the right questions to ask to obtain the information required for risk assessments Understand how to define what you want or hope to gain from these questions Register Now $295 Members | $395 Nonmembers(Additional $50 for CD) One registration gives your entire team access to the live webinar and on-demand recording until October 17, 2020Already registered? Go to the Online Training Center to view. Who Should Attend? NAFCU Certified Compliance Officers (NCCOs) NAFCU Certified Risk Managers (NCRMs) CEOs, COOs, CFOs, and executive management Risk managers and staff Senior compliance staff Internal audit staff Education Credits NCCOs will receive 1.5 CEUs for participating in this webinar. NCRMs will receive 1.5 CEUs for participating in this webinar. CPA credit information is below; recommended 1.5 CPE credits CPA Certification Credit Information Reviewer: Josie Collins, Associate Director of Education, NAFCU Learning Objectives:  Review the right questions to ask to obtain the information required for risk assessments.  Understand how to define what you want or hope to gain from these questions.  Program Level: Basic Prerequisites Needed: None Advance Preparation Needed: None Delivery Method: Group Internet-Based Recommended CPE Credits: 1.5 credits Recommended Field of Study: Management Services - Technical National Association of Federally-Insured Credit Unions (NAFCU) is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. Learn more. About Our Webinars Our webinars are streamed live from NAFCU headquarters near Washington, D.C. Your audio/video feed of the presenters includes presentation slides and downloadable handouts. You can easily submit your questions to the presenters at any time during the live broadcast, with no dialing over the phone! The audio and video stream directly through your computer. Web NAFCU digital@nafcu.org America/New_York public

Probing Questions to Ask During Risk Review

Credits: NCCO, NCRM, CPE

October 23, 2019 Add to Calendar 2019-10-23 13:30:00 2019-10-23 13:30:00 Unauthorized Transactions: The Keys to Compliance Regulations E and Z place requirements on credit unions to investigate and resolve disputes relating to unauthorized transactions. These rules also significantly limit the amount of liability that can be passed on to members. Understanding the nuances of these requirements is key to ensuring your credit union is meeting its compliance obligations.   Key Takeaways: Understand the definition of an unauthorized transaction Know the timing requirements for resolving disputes Learn the limitations on member liability See these rules in action by reviewing various scenarios Register Now $295 Members | $395 Nonmembers  (Additional $50 for CD) One registration gives your entire team access to the live webinar and on-demand recording until October 23, 2020Already registered? Go to the Online Training Center to view. Who Should Attend? NAFCU Certified Compliance Officers (NCCOs) NAFCU Certified Risk Managers (NCRMs) Compliance officers and staff Operations management staff Internal auditors Credit union attorneys Education Credits NCCOs will receive 1.5 CEUs for participating in this webinar. NCRMs will receive 1.5 CEUs for participating in this webinar. CPA credit information is below; recommended 1.5 CPE credits. CPA Certification Credit Information Reviewer: Josie Collins, Associate Director of Education, NAFCU Learning Objectives:  Understand the definition of an unauthorized transaction.  Know the timing requirements for resolving disputes.  Learn the limitations on member liability.  See these rules in action by reviewing various scenarios. Program Level: Basic Prerequisites Needed: None Advance Preparation Needed: None Delivery Method: Group Internet-Based Recommended CPE Credits: 1.5 credits Recommended Field of Study: Regulatory Ethics - Technical National Association of Federally-Insured Credit Unions (NAFCU) is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. Learn more. About Our Webinars Our webinars are streamed live from NAFCU headquarters near Washington, D.C. Your audio/video feed of the presenters includes presentation slides and downloadable handouts. You can easily submit your questions to the presenters at any time during the live broadcast, with no dialing over the phone! The audio and video stream directly through your computer. Web NAFCU digital@nafcu.org America/New_York public

Unauthorized Transactions: The Keys to Compliance

Credits: NCCO, NCRM, CPE

October 23, 2019 Add to Calendar 2019-10-23 14:00:00 2019-10-23 14:00:00 Avoid Common Underwriting Errors About the Webinar The best way to avoid making the most common underwriting errors is to know what they are. In this session, informed by seasoned underwriters and file reviewers, we will review common mistakes and learn how to avoid them. Web NAFCU digital@nafcu.org America/New_York public

Avoid Common Underwriting Errors