NAFCU Credit Union Compliance 101: Building Blocks for Compliance Skills

The essential manual for both new and seasoned credit union compliance professionals

Compliance 101 manual

Developed by NAFCU's regulatory compliance team, this member-only e-manual was created to help credit union compliance professionals help themselves. The manual provides links to useful resources such as guidance documents, and tips for excelling in key job functions like compliance risk management, compliance research and writing skills.

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"Although I've been a CU employee for many years, I still feel like a "compliance newbie" and wish I had this resource when I started my new position. I spend so much time researching without always finding the results I'm looking for. The research tips are great and will save me valuable time in the future."

—Nancy Golding, VP of Compliance, Evansville Teachers Federal Credit Union

This valuable, electronic resource contains:

  • An overview of risk and NCUA exams
  • Information on how compliance programs are structured, and creating a culture of compliance
  • How to identify internal and external sources of compliance risk
  • Practicable methods for improving compliance research and writing skills
  • Guidance on drafting policies and procedures
  • Information about audits and managing complaints

Check out the table of contents to see an overview of everything you'll get in this resource.

Questions? Email our Member Services Center or call 800-344-5580.