To access session presentations, please click on the "+" to expand the session then select"Download handout."
Note: Session handouts are password protected for attendees. Please review your conference materials or contact our Member Service Center for the password.
Sunday, August 11
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12:00 p.m. – 4:00 p.m.Early Registration
Monday, August 12
Sessions begin at 8:10 a.m. and end at 4:30 p.m.-
7:00 a.m. - 8:00 a.m.
Start your day with hot breakfast, and the opportunity to build stronger connections with your peers from credit unions across the country, as we play "get to know you" BINGO!
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8:00 a.m. - 8:10 a.m.Welcome Address
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8:10 a.m. - 9:10 a.m.
● NCUA Board Authorities
● NCUA Organization
● The Federal Credit Union Act
● Organization and Prioritization of NCUA Regulations
● CFPB Structure
● CFPB Authority -
9:10 a.m. - 9:30 a.m.Networking Break & Exhibits
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9:30 a.m. - 10:15 a.m.
● Credit Union Bylaws
● Membership
● Board of Directors and Committees -
10:15 a.m. - 10:30 a.m.Networking Break & Exhibits
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10:30 a.m. - 11:30 a.m.
● Express and Incidental Powers
● Credit Union Bylaws
● Statutory Lien
● Limitation of Services and Expulsion
● Defining Field of Membership -
11:30 a.m. - 12:45 p.m.
Energize for the second half of the day, and build stronger connections with your peers from credit unions across the country.
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12:45 p.m. - 1:45 p.m.
● NCUA CAMEL Rating System
● NCUA Administrative Tools
● NCUA Risk Focused Exam
● Supervisory Priorities
● Share Insurance
● Standard Maximum Share Insurance Amount
● Coverage of Different Accounts
● Ways to Maximize Share Insurance
● Organization, Bylaws and Field of Membership
● What Defines Your Field of Membership
● Credit Union Bylaws, and Unique Operating Rules
● How Credit Unions are Formed, and Structured -
1:45 p.m. - 2:00 p.m.Networking Break & Exhibits
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2:00 p.m. - 3:00 p.m.
● Standard Maximum Share Insurance Amount
● Coverage of Different Accounts
● Ways to Maximize Share Insurance -
3:00 p.m. - 3:15 p.m.Networking Break & Exhibits
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3:15 p.m. - 4:15 p.m.
● General Lending Rule
● Maturity and Concentration Limits
● Commercial Lending and MBLs Part 723 -
4:15 p.m. - 4:30 p.m.Wrap Up
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5:00 p.m. - 6:30 p.m.
Join your peers for an early evening reception featuring cocktails and heavy hors-d'oeuvres at Lakes & Legends Brewing Company. The venue is an easy two-minute walk from the hotel!
Tuesday, August 13
Sessions begin at 9:05 a.m. and end at 4:15 p.m.-
7:00 a.m. - 9:00 a.m.
Start your day with hot breakfast, and the opportunity to build stronger connections with your peers from credit unions across the country.
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8:00 a.m. - 9:00 a.m.
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9:05 a.m. - 10:00 a.m.
● General Disclosure Requirements
● Advertising
● Overdraft Protection Disclosures -
10:00 a.m. - 10:15 a.m.Networking Break & Exhibits
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10:15 a.m. - 11:15 a.m.
● The Scope of the Rule
● Disclosure Requirements
● Overdraft Protection -
11:15 a.m. - 11:45 a.m.
● Electronic Disclosures
● Opt-In Requirements
● Electronic Consent -
11:45 a.m. - 1:00 p.m.
Energize for the second half of the day, and build stronger connections with your peers from credit unions across the country.
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1:00 p.m. - 2:00 p.m.
● Funds Availability Requirements
● Disclosure Requirements
● Extended Holds -
2:00 p.m. - 2:15 p.m.Networking Break & Exhibits
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2:15 p.m. - 2:45 p.m.
● Transaction Limitations
● Reserve Requirements
● What Counts Towards Reg D and What Doesn't -
2:45 p.m. - 3:00 p.m.Networking Break & Exhibits
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3:00 p.m. - 4:15 p.m.
● Regulation P
● Affiliate Marketing
● Right to Financial Privacy -
4:15 p.m. - 4:30 p.m.Wrap Up
Wednesday, August 14
Sessions begin at 9:05 a.m. and end at 4:15 p.m.-
7:00 a.m. - 9:00 a.m.
Start your day with hot breakfast, and the opportunity to build stronger connections with your peers from credit unions across the country.
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8:00 a.m. - 9:00 a.m.
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9:05 a.m. - 10:30 a.m.
● Regulation Z’s Coverage
● Open-End versus Closed-End Loans
● Open-End Requirements
● Special Rules for Credit Cards -
10:30 a.m. - 10:45 a.m.Networking Break & Exhibits
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10:45 a.m. - 12:00 p.m.
● The Loan Estimate and the Closing Disclosure
● Ability to Repay and Qualified Mortgage Rule
● Appraisal Delivery Requirements
● Loan Originator Rule -
12:00 p.m. - 1:15 p.m.
Energize for the second half of the day, and build stronger connections with your peers from credit unions across the country.
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1:15 p.m. - 2:15 p.m.
● Fair Lending Laws – Equal Credit Opportunity Act and Fair Housing Act
● Technical Requirements of Reg B
● Fair Servicing Laws -
2:15 p.m. - 2:30 p.m.Networking Break & Exhibits
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2:30 p.m. - 3:15 p.m.
● Permissible Purposes for Accessing Consumer Reports
● Scope of the Regulation
● Adverse Action Notices -
3:15 p.m. - 4:15 p.m.
● MLA/ SCRA Scope – Covered Loans, Covered Borrowers
● MAPR Calculation & Bona Fide Fees
● Limitations
● Penalties -
4:15 p.m. - 4:30 p.m.Wrap Up
Thursday, August 15
Sessions begin at 9:05 a.m. and end at 3:00 p.m.-
7:00 a.m. - 9:00 a.m.
Start your day with hot breakfast, and the opportunity to build stronger connections with your peers from credit unions across the country.
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8:00 a.m. - 9:00 a.m.
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9:05 a.m. - 10:00 a.m.
● Safeguarding Member Information Response
● Programs for Unauthorized Access to Member Information
● Gramm-Leach-Bliley Act
● NCUA's Vital Records Preservation and Catastrophic Act
● FFIEC IT Handbook
● NCUA's Security Regulations -
10:00 a.m. - 10:30 a.m.
● Do Not Call Rule
● Autodialed Calls
● Obtaining Consent to Call -
10:30 a.m. - 10:45 a.m.Networking Break & Exhibits
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10:45 a.m. - 11:15 a.m.
● Scope of the Rule – Designated Loans
● Notice Requirements
● Escrow Rule -
11:15 a.m. - 12:00 p.m.
● Origination Issues
● Disclosures
● Exclusions
● Escrows
● Kickbacks -
12:00 p.m. - 1:00 p.m.
Energize for the second half of the day, and build stronger connections with your peers from credit unions across the country.
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1:00 p.m. - 2:15 p.m.
● Overview of the Act
● Role of the Governmental Agencies in BSA
● Regulatory Requirements of a BSA Program
● Recordkeeping and Reporting Requirements
● Non-Compliance Penalties -
2:15 p.m. - 2:30 p.m.Networking Break & Exhibits
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2:30 p.m. - 3:00 p.m.
● NCUA Expectations
● CFPB Enforcement
● Risk Assessment and Planning
● Due Diligence Requirements -
3:00 p.m. - 3:15 p.m.Wrap-up
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3:15 p.m. - 4:30 p.m.Study Time
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4:30 p.m. - 5:30 p.m.Exam Testing
any exam; optional
Friday, August 16
Regulatory Trending Topics - Sessions begin at 8:50 a.m. and end at 12:45 p.m.-
7:00 a.m. - 8:45 a.m.
Start your day with hot breakfast, and the opportunity to build stronger connections with your peers from credit unions across the country.
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7:45 a.m. - 8:45 a.m.Exam Testing
any exam; optional
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8:50 a.m. - 10:00 a.m.
What is new with the NCUA and CFPB? This session from NAFCU's Regulatory Affairs staff will provide an overview of what is happening at the agencies and what to expect in 2019.
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10:00 a.m. - 11:00 a.m.
Go behind the scenes and learn first-hand from law enforcement professionals on the front lines. Hear stories about sophisticated criminals getting away with money laundering schemes, including what criminals are doing to succeed and how they are getting caught.
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11:00 a.m. - 11:15 a.m.Networking Break & Exhibits
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11:15 a.m. - 12:00 p.m.
Protecting elders is everyone's responsibility, and BSA personnel are on the front lines combating this crime. Attend this session to learn how credit unions can spot potential elder financial abuse and where to report it.
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12:00 p.m. - 12:45 p.m.
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12:45 p.m. - 1:00 p.m.Wrap Up
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1:15 p.m. - 2:15 p.m.
This is a tentative schedule, subject to change. Check back closer to the conference for finalized agenda and session times.
Education Credits
Attending all courses earns you 24 CEUs to maintain your NCCO*.
*To earn your NCCO designation, you must pass 4 NCCO exams which can be completed at Regulatory Compliance School or completed using an exam proctor via the self-study option. To maintain your NCCO, all you have to do is attend all courses at School. Learn more about the NAFCU Certified Compliance Officer (NCCO) program.
Attending all courses earns you 24 CPE credits for Certified Public Accountants (CPAs). Learn more.
Session Credit Information
- Program Knowledge Level: Basic
- Recommended Field of Study: Regulatory Ethics
- Prerequisites: None
- Advanced Preparation: None
- Delivery Method: Group Live