| Arlington, VA

Regulatory Compliance School

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Sunday, March 12

Arrive Sunday, March 12 (Early Registration)
  • 3:00 p.m. to 5:00 p.m.
    Early Registration
  • 3:00 p.m. - 5:00 p.m.

    Join us in The Commentary Restaurant at the Westin Arlington Gateway to mingle with NAFCU staff and other attendees before the conference kicks off Monday morning. Enjoy a drink while you pick up your conference badge and prepare for the week ahead.

Monday, March 13

Sessions begin at 8:30 a.m. and end at 5:00 p.m.

Tuesday, March 14

The optional exam begins at 8:00 a.m.; sessions begin at 9:00 a.m. and end at 3:30 p.m.
  • Start your day with hot breakfast, and the opportunity to build stronger connections with your peers from credit unions across the country.

  • ● General Disclosure Requirements
    ● Advertising
    ● Overdraft Protection Disclosures

  • ● The Scope of the Rule
    ● Disclosure Requirements
    ● Overdraft Protection

  • ● Electronic Disclosures
    ● Opt-In Requirements
    ● Electronic Consent

  • Energize for the second half of the day and build stronger connections with your peers from credit unions across the country.

  • ● Funds Availability Requirements
    ● Disclosure Requirements
    ● Extended Holds

  • ● Regulation P
    ● Affiliate Marketing
    ● Right to Financial Privacy

  • Wrap Up

Wednesday, March 15

The optional exam begins at 8:00 a.m.; sessions begin at 9:00 a.m. and end at 4:30 p.m.

Thursday, March 16

The optional exam begins at 8:00 a.m.; sessions begin at 9:00 a.m. and end at 4:00 p.m.
  • Start your day with hot breakfast, and the opportunity to build stronger connections with your peers from credit unions across the country.

  • ● Safeguarding Member Information Response
    ● Programs for Unauthorized Access to Member Information
    ● Gramm-Leach-Bliley Act
    ● NCUA's Vital Records Preservation and Catastrophic Act
    ● FFIEC IT Handbook
    ● NCUA's Security Regulations

  • ● NCUA Expectations
    ● CFPB Enforcement
    ● Risk Assessment and Planning
    ● Due Diligence Requirements

  • ● Do Not Call Rule
    ● Autodialed Calls
    ● Obtaining Consent to Call

  • ● Scope of the Rule – Designated Loans
    ● Notice Requirements
    ● Escrow Rule

  • Energize for the second half of the day, and build stronger connections with your peers from credit unions across the country.

  • ● Periodic statements
    ● Error resolution
    ● Loss mitigation
    ● Successors in interest
    ● Small servicer exemptions
    ● Escrows

  • ● Overview of the Act
    ● Role of the Governmental Agencies in BSA
    ● Regulatory Requirements of a BSA Program
    ● Recordkeeping and Reporting Requirements
    ● Non-Compliance Penalties

  • Study Time
  • 6:00 p.m. - 7:30 p.m.

    Join your peers for an early evening reception featuring cocktails and heavy hors-d'oeuvres.

Friday, March 17

The optional morning exam begins at 8:00 a.m.; sessions begin at 9:00 a.m. and end at 11:30 a.m.; the optional afternoon exam begins at 11:30 a.m. and ends at 12:30 p.m.