| A Virtual Event

Virtual Regulatory Compliance School

Register Now Keep Me Posted Get Study Resources

Attendees have access to helpful resources that will help you ace your NAFCU Certified Compliance Officer (NCCO) Exams. 

Get Study Resources

Tuesday, March 16

Sessions start at 10:30 a.m. and end at 5:22 p.m. Eastern

Wednesday, March 17

Sessions start at 10:30 a.m. and end at 4:40 p.m. Eastern
  • 9:15 a.m. - 10:15 a.m.
    Exam 1 Testing

    (Optional)

    We recommend taking NCCO Exam 1 at this point in the program.

    View NCCO Exam Information and FAQ

  • ● General Disclosure Requirements
    ● Advertising
    ● Overdraft Protection Disclosures

  • ● The Scope of the Rule
    ● Disclosure Requirements
    ● Overdraft Protection

  • Speakers answer questions with Brandy Bruyere, NAFCU's VP of Regulatory Compliance.

  • ● Electronic Disclosures
    ● Opt-In Requirements
    ● Electronic Consent

  • ● Funds Availability Requirements
    ● Disclosure Requirements
    ● Extended Holds

  • ● Regulation P
    ● Affiliate Marketing
    ● Right to Financial Privacy

  • Speakers from the afternoon sessions answer questions with Brandy Bruyere, NAFCU's VP of Regulatory Compliance.

  • Wrap-Up

    (Optional)

    NAFCU VP of Regulatory Compliance Brandy Bruyere provides a quick wrap-up of the day's sessions and discuss everything you need to know to take the next NCCO exam. 

Thursday, March 18

Tuesday, March 23

Sessions start at 10:30 a.m. and end at 2:15 p.m. Eastern
  • ● RESPA origination rules
    ● TRID
    ● Ability to Repay/Qualified Mortgage rule
    ● Loan originator compensation

  • Brandy Bruyere, NAFCU's VP of Regulatory Compliance, answers questions on the morning session.

  • ● Regulation Z’s Coverage
    ● Open-End versus Closed-End Loans
    ● Open-End Requirements
    ● Special Rules for Credit Cards

  • Speakers answer questions with Brandy Bruyere, NAFCU's VP of Regulatory Compliance.

  • Wrap-Up

    (Optional)

     NAFCU VP of Regulatory Compliance Brandy Bruyere provides a quick wrap-up of the day's sessions and discusses everything you need to know to take the next NCCO exam. 

Wednesday, March 24

Sessions start at 10:30 a.m. and end at 2:05 p.m. Eastern
  • ● Fair Lending Laws – Equal Credit Opportunity Act and Fair Housing Act
    ● Reg B adverse action notices and technical requirements
    ● FDCPA scope

  • ● Permissible Purposes for Accessing Consumer Reports
    ● Scope of the Regulation
    ● Adverse Action Notices

  • Speakers from the morning sessions answer questions with Brandy Bruyere, NAFCU's VP of Compliance.

  • ● MLA/ SCRA Scope – Covered Loans, Covered Borrowers
    ● MAPR Calculation & Bona Fide Fees
    ● Limitations
    ● Penalties

  • Speakers answer questions with Brandy Bruyere, NAFCU's VP of Regulatory Compliance.

  • Wrap-Up

    (Optional)

     NAFCU VP of Regulatory Compliance Brandy Bruyere provides a quick wrap-up of the day's sessions and discusses everything you need to know to take the next NCCO exam. 

Thursday, March 25

Sessions start at 10:30 a.m. and end at 4:45 p.m. Eastern
  • Exam 3 Testing

    (Optional)

    We recommend taking NCCO Exam 3 at this point in the program, or you can choose to retake Exams 1 or 2 at this time.

    View NCCO Exam Information and FAQ

  • ● Safeguarding Member Information
    ● Response Programs for Unauthorized Access to Member Information
    ● Gramm-Leach-Bliley Act
    ● NCUA's Vital Records Preservation and Catastrophic Act
    ● FFIEC IT Handbook
    ● NCUA's Security Regulations

  • ● NCUA Expectations
    ● CFPB Enforcement
    ● Risk Assessment and Planning
    ● Due Diligence Requirements

  • Speakers answer questions with Brandy Bruyere, NAFCU's VP of Regulatory Compliance.

  • ● Do Not Call Rule
    ● Autodialed Calls
    ● Obtaining Consent to Call

  • ● Scope of the Rule – Designated Loans
    ● Notice Requirements
    ● Escrow Rule

  • Speakers answer questions with Brandy Bruyere, NAFCU's VP of Regulatory Compliance.

  • ● Periodic statements
    ● Error resolution
    ● Loss mitigation
    ● Successors in interest
    ● Small servicer exemptions
    ● Escrows

  • ● Overview of the Act
    ● Role of the Governmental Agencies in BSA
    ● Regulatory Requirements of a BSA Program
    ● Recordkeeping and Reporting Requirements
    ● Non-Compliance Penalties

  • Speakers answer questions with Brandy Bruyere, NAFCU's VP of Regulatory Compliance.

  • Wrap-Up

    (Optional)

    NAFCU VP of Regulatory Compliance Brandy Bruyere provides a quick wrap-up of the day's sessions and discusses everything you need to know to take the next NCCO exam. 

Friday, March 26