Regulatory Compliance & BSA Seminar

Start your day with a hot breakfast and the opportunity to build stronger connections with your peers from credit unions across the country.

The welcome address will kick off the conference by setting the tone, highlighting key themes, and providing attendees with a brief overview of the agenda and networking opportunities.

Receive essential housekeeping tips from the conference's MC to navigate and make the most out of your conference experience.

Hear from America's Credit Unions on the latest from NCUA's rulemaking efforts, exam changes, and other imminent initiatives.

Get the latest updates on the CFPB's rulemaking agenda and stay informed with insights from America's Credit Unions.

Hear a discussion of recent developments from FinCEN & OFAC.

In this session, learn how to spot potential fraudulent transactions, as well as tips and best practices to mitigate fraud risks.

A panel of compliance officers from a variety of CUs will discuss how compliance is structured at their institution. You'll hear answers to questions like: Which department does Compliance belong to? How many employees are assigned to Compliance? Is it centralized or decentralized? How does Compliance interact with management and other stakeholders?

Hear the latest in FinCEN's efforts to implement the Corporate Transparency Act, including reporting requirements, how CUs will get access to BOI from FinCEN's database, and more

This session will review recent developments regarding the Telephone Consumer Protection Act, including the new one-to-one consent rule, changes to the consent requirements, and more.

Many older Americans are victims of Elder Financial Exploitation. Hear about common methods of EFE, how they can be identified, and action steps CUs can take to protect their older members.

A review of recent changes to the NACHA rules governing ACH transactions - what has changed, when does it take effect, how will affect credit unions.

Learn tips for maximizing the narrative section of your SAR to increase likelihood that law enforcement will engage with the SAR.

You'll work through several factual scenarios and determine what action is required - reporting to NCUA? Notifying the members?

Explore a risk assessment for a hypothetical credit union in this interactive session.

Join us for an early evening reception to connect with your peers from credit unions across the country!

Start your day with a hot breakfast and the opportunity to build stronger connections with your peers from credit unions across the country.

Review recent class action litigation against credit unions and other financial institutions.

Complaints can sometimes signal deeper-rooted compliance issues. Learn how to spot complaints, how to respond to them, and regulatory requirements that apply depending on the underlying laws involved.

Learn how presentment and warranty rules governing checks apply to fraudulent or altered checks.

Your credit union uses vendors for many different functions. Learn how to best manage this vital vendor relationship.

Many credit unions are interested in creating CUSOs. If you're considering this option, learn what CUSOs can and cannot do, and how to get started.

Learn best practices for OFAC compliance and the recent update to OFAC rules and activity.

Artificial Intelligence (AI) is changing many industries. Learn how credit unions are implementing AI at their institutions, as well as how the agencies are regulating their use of AI.

Hear real-life scenerios of credit unions working with law enforcement to stop criminal activity. You'll get tips on how your credit union can best work with law enforcement.

Learn about best practices when conducting investigations into alleged errors under Regulation E, as well as liability coverage.

Hear a discussion on the latest developments in Marijuana Banking, including the recent announcement to reschedule Marijuana to a Schedule III Controlled Substance.

The CFPB has been attacking fee income at an unprecedented pace in the past two years. This session will focus on agency guidance, enforcement activity and rulemakings, specifically as it relates to fee income like overdraft, NSF, mortage servicing fees, and more.

Financial crime can often occur across borders. In this session, you'll hear about recent guidance and AML issues involving foreign actors, including sanctions evasion and foregin corruption.

Start your day with a hot breakfast and the opportunity to build stronger connections with your peers from credit unions across the country.

Federal agencies will often discuss compliance failures as cautionary tales. This session will review compliance failures discussed in the agencie's Supervisory Highlights publications and recent enforcement actions.

A review of recent BSA enforcement activity from FinCEN and other regulators, including the banking regulators. You'll learn what the institutions did wrong, and what consequences were imposed. 

Laws and regulations regarding advertising were written decades ago, but are being applied to new and emerging technology such as Instagram, Facebook Live, and TikTok. This session will cover some of the clear-cut applications of old laws to new tech, and higlight where there are gray areas.

Cryptocurrency continues to be the preferred method of payment for criminal actors. This session will cover notable criminal schemes involving crypto, as well as FinCEN guidance on how to report SARs involving crypto.

Fair Lending has been a focus of NCUA this year, and has been in the news in recent months. This session will discuss recent developments in the area of fair lending - including redlining, disparate impact, recent litigation regarding ECOA, and more.

Hear from an agent of the FBI about recent actions or initiatives undertaken by the Bureau.

Hear an update from regulators and engage with them in a Q&A session.

Get tips for successfully navigating an exam, interacting with examiners, and more.

Learn questions to ask when your audit report comes back, as well as ways to turn the audit into action at your credit union.

Your conference MC shares his closing thoughts and highlights.